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PerspectivesFull Access

Early Improvement As a Predictor of Later Response to Antipsychotics in Schizophrenia: A Diagnostic Test Review

Abstract

Objective:

How long clinicians should wait before considering an antipsychotic ineffective and changing treatment in schizophrenia is an unresolved clinical question. Guidelines differ substantially in this regard. The authors conducted a diagnostic test meta-analysis using mostly individual patient data to assess whether lack of improvement at week 2 predicts later nonresponse.

Method:

The search included EMBASE, MEDLINE, BIOSIS, PsycINFO, Cochrane Library, CINAHL, and reference lists of relevant articles, supplemented by requests to authors of all relevant studies. The main outcome was prediction of nonresponse, defined as <50% reduction in total score on either the Positive and Negative Syndrome Scale (PANSS) or Brief Psychiatric Rating Scale (BPRS) (corresponding to at least much improved) from baseline to endpoint (4–12 weeks), by <20% PANSS or BPRS improvement (corresponding to less than minimally improved) at week 2. Secondary outcomes were absent cross-sectional symptomatic remission and <20% PANSS or BPRS reduction at endpoint. Potential moderator variables were examined by meta-regression.

Results:

In 34 studies (N=9,460) a <20% PANSS or BPRS reduction at week 2 predicted nonresponse at endpoint with a specificity of 86% and a positive predictive value (PPV) of 90%. Using data for observed cases (specificity=86%, PPV=85%) or lack of remission (specificity=77%, PPV=88%) yielded similar results. Conversely, using the definition of <20% reduction at endpoint yielded worse results (specificity=70%, PPV=55%). The test specificity was significantly moderated by a trial duration of <6 weeks, higher baseline illness severity, and shorter illness duration.

Conclusions:

Patients not even minimally improved by week 2 of antipsychotic treatment are unlikely to respond later and may benefit from a treatment change.

When to change the treatment of patients who do not respond to a recently initiated antipsychotic drug is an unresolved clinical question. For decades the dogma of a delayed onset of antipsychotic drug action determined clinical decisions and guidelines in this regard (16). In 2003, a meta-analysis by Agid et al. (7) challenged that theory by demonstrating that the greatest symptom reduction occurred during the first weeks of treatment. This “early onset of antipsychotic drug action hypothesis” was corroborated by a subsequent analysis using longer-term, individual patient data (8). As a consequence, numerous studies have since examined whether the degree of early improvement could predict later response (927). Most studies showed such associations, but the lack of consensus about the definitions of early improvement and later response made uniform guideline recommendations impossible. For instance, some studies defined early improvement and/or later response as ≥20% reduction in the total score on the Positive and Negative Syndrome Scale (PANSS), whereas others used a ≥30%, ≥40%, or ≥50% score reduction.

Therefore, the statements in treatment guidelines have remained inconsistent and are often not based on evidence. For example, the American Psychiatric Association (APA) (28) suggests, “Patients may take between 2 and 4 weeks to show an initial response” on the basis of a small initial study from Correll et al. (29). The guidelines from the Schizophrenia Patient Outcomes Research Team (PORT) (30, 31) and the World Federation of Societies of Biological Psychiatry (32, 33) recommend waiting for at least 2 weeks before switching medication, but again no solid evidence is provided. The guidelines from the British Association of Psychopharmacology (34) and from the National Institute of Clinical Excellence (NICE) (35) recommend trying an antipsychotic at the optimum dose for 4–6 weeks before switching, also without providing firm evidence supporting this recommendation.

Given the uncertainty about these questions, we examined whether lack of improvement at week 2 can predict later nonresponse by a diagnostic test review. Diagnostic test reviews are novel meta-analytic techniques that allow researchers to synthesize the results of studies on diagnostic tests and obtain their overall test parameters, such as sensitivity, specificity, and positive and negative predictive value (36). As diagnostic meta-analyses are far more challenging than conventional reviews of interventions, we collaborated with the authors of the included studies, most of whom provided us with individual patient data. Based on prior individual study evidence (12, 15, 22, 23, 29), we hypothesized that a lack of significant improvement at week 2 would predict ultimate treatment failure.

Method

In studies that examine the accuracy of diagnostic tests, the results of a new test (“index test”) are compared with a “reference standard.” Then a diagnostic test review synthesizes all such studies to provide the overall accuracy of the new test. This concept can be applied to our research question, where the index test is a predefined degree of nonimprovement at week 2 and the reference standard is nonresponse at a later stage. We decided to analyze nonimprovement and nonresponse to antipsychotic treatment, instead of improvement and response, because it is the nonresponders that we wish to identify and change treatment for as early as possible. In other words, predicting response is worthy, but responders do not need to have their treatment changed, whereas it is the nonresponders who require a change of treatment. We followed the general principles described by the Cochrane diagnostic test review group (37). An a priori written protocol was published in the PROSPERO database (International Prospective Register of Systematic Reviews; registration number CRD42012002905), and further protocol details are given in the online data supplement accompanying the online version of this article.

Inclusion Criteria

We included all studies that examined the identification of responders to an antipsychotic at follow-up by the degree of improvement in overall symptoms of schizophrenia at 2 weeks as measured by the PANSS total score (38) or the total score on the Brief Psychiatric Rating Scale (BPRS) (39), irrespective of the design (randomized controlled trial or naturalistic study), the setting (inpatient or outpatient), and the blinding procedure. The follow-up time to assess response was preferably 6 weeks, but it could vary from a minimum of 4 to a maximum of 12 weeks (28). We applied no language restriction, to avoid the problem of language bias (40). Any antipsychotic marketed in at least one country was included. The antipsychotic had to be given orally, since intramuscular formulations are usually given either for short-term treatment of acute agitation or as depot injections for long-term relapse prevention. We excluded fixed doses below the lower bounds of the target dosage ranges suggested by the International Consensus Study of Antipsychotic Dosing (41). In flexible-dosage studies, the upper limit had to at least include the lower bound of the target dosage range as suggested by the International Consensus Study of Antipsychotic Dosing (41). Lower dosages were acceptable for studies in first-episode patients or adolescents (41). We did not exclude studies on the basis of the speed of dosage titration, but in a post hoc sensitivity analysis we tested whether the exclusion of studies that applied a slow titration changed the overall results. Other concomitant medications, such as benzodiazepines, antidepressants, or anticholinergics, were allowed since these are usually given in routine clinical care, thus enhancing generalizability of the findings. We included people with acute exacerbations of schizophrenia (no restriction in age, setting, gender, ethnicity) or schizophrenia-like psychoses (schizophreniform and schizoaffective disorders), irrespective of the diagnostic criteria used.

Outcome Variables

Index test: lack of improvement at 2 weeks.

Early nonimprovement of symptoms was primarily defined as less than 20% reduction of the total PANSS score from baseline to 2 weeks because a number of individual studies had previously identified this cutoff as predictive (12, 15, 29, 42). Moreover, studies have shown that this cutoff roughly means less than minimal improvement according to ratings on the Clinical Global Impressions scale (CGI) (43) made by clinicians (44, 45). Studies that used the BPRS (39) instead of the PANSS were also included, because the two scales are highly correlated (46). In secondary analyses, we examined the results of other index cutoffs of the total PANSS or BPRS score reduction, such as less than 0%, 10%, 15%, 25%, 30%, 40%, and 50%, for the primary definition of the reference standard. Furthermore, in an attempt to examine whether the degree of improvement in positive symptoms alone, instead of total score, could better predict nonresponse at endpoint, we did a post hoc assessment of several index cutoffs of the reduction in PANSS or BPRS positive symptom subscore at 2 weeks (less than 0%, 5%, 10%, 15%, 20%, 25%, 30%, 40%, and 50%) for the primary definition of the reference standard. The PANSS positive symptom subscore was based on items 1 to 7, and the BPRS positive symptom subscore was based on items 4, 11, 12, and 15 (47).

Reference standard: nonresponse at endpoint/follow-up.

Nonresponse was primarily defined as less than 50% reduction of the PANSS or BPRS total score from baseline to endpoint. Several studies have shown that this cutoff is clinically meaningful, roughly equal to a CGI rating of much improved (43) according to the equipercentile linking method (46, 48). Secondary definitions were the absence of a cross-sectional symptomatic remission as defined by Andreasen et al. (49) and less than 20% reduction of PANSS or BPRS total score.

Search

We searched electronic databases (EMBASE, MEDLINE, BIOSIS, PsycINFO, Cochrane Library, and CINAHL) by combining terms for multiple antipsychotic drugs and schizophrenia with terms for prediction of response to treatment: (schizophrenia* or schizo* or psychotic*) AND (antipsychoti* or neurolept* or amisulpride or asenapine or benperidol or chlorpromazine or chlorprothixene or clopenthixol or clozapine or cyamemazine or droperidol or fluphenazine or flupenthixol or fluphenazine or haloperidol or iloperidone or levomepromazine or loxapine or lurasidone or mesoridazine or molindone or olanzapine or paliperidone or pericyazine or perphenazine or pimozide or pipothiazine or prochlorperazine or promazine or promethazine or quetiapine or risperidone or sertindole or stelazine or sulpiride or thioridazine or thiothixene or trifluoperazine or triflupromazine or ziprasidone or zotepine or zuclopenthixol) AND (early* or predict* or improvement* or nonrespon* or respon*). Moreover, we searched ClinicalTrials.gov and the International Clinical Trials Registry Platform for further relevant trials. We inspected the reference lists of all included studies and previous narrative reviews on the topic. We contacted the first or corresponding authors of all relevant studies to ask for individual patient data, missing information, and information about further studies.

Data Extraction

Two reviewers (C.L., M.T.S.) independently selected the studies and extracted the data. We reconstructed the diagnostic two-by-two tables (true positive, false positive, true negative, and false negative index test results) for each study on the basis of individual patient data. For this purpose, the original study authors had sent us either their entire data sets or the exact required numbers. Intention-to-treat data sets were used in the primary analysis. In a sensitivity analysis of the primary outcome, we examined whether the use of data sets of observed cases (in other words, completer data) would lead to substantial differences. In addition to the values needed for the two-by-two tables, our standardized extraction sheets included characteristics of participants (diagnosis, sex, age, baseline severity, and duration of illness), index tests and reference standards, antipsychotic drug and dosage used, and study methods.

Methodological quality was assessed by using the Quality Assessment of Diagnostic Accuracy Studies–2 (QUADAS-2) (50). QUADAS-2 consists of four key domains that refer to patient selection, index test, reference standard, and flow of patients through the study as well as timing of the index tests and reference standard (“flow and timing”). Each domain is assessed for the risk of bias, and the first three domains are also assessed in terms of applicability. We classified each of the seven items as having “low” (adequately addressed), “high” (inadequately addressed), or “unclear” risk of bias or concern for applicability. Disagreements were resolved by discussion and, if necessary, by consulting a third review author (S.L.). We did not exclude studies on the basis of this assessment, but we did evaluate the overall quality of the available data.

Meta-Analytic Calculations

A bivariate logitnormal random-effects meta-analysis, using a nonlinear mixed model approach, was performed to calculate summary estimates of sensitivity and specificity. The bivariate method models the logits of sensitivity and specificity in one model and allows for correlation between the two (36). The logit is the natural logarithm of sensitivity (or specificity) divided by 1 minus sensitivity (or specificity). Study estimates and a summary point, with its 95% confidence region, were plotted in a summary receiver-operating characteristic (SROC) plot. The bivariate approach was used to calculate summary estimates of positive and negative predictive values (51). Since predictive values depend highly on the prevalence of the condition examined (in our case, nonresponse), all estimates referred to the mean prevalence of the studied population. A diagram relating predictive values with prevalence was also created.

Most variation in sensitivity would be explained by variation in specificity, and vice versa (37). Therefore, in diagnostic accuracy meta-analyses, statistical tests and I-squares, as used in meta-analyses of interventions, are not helpful to test for heterogeneity. We assumed heterogeneity to be present in our data, and we dealt with it by using random effects models and by investigating potential sources of heterogeneity.

For this purpose we assessed the effects of sex, age, study design (randomized controlled trials versus naturalistic studies), blinding, placebo use, class of antipsychotic drug (first- versus second-generation), fixed or flexible dosing schedule, sponsorship (whether the study was sponsored by the pharmaceutical company manufacturing the comparator drug or not), week of response assessment, first-episode patients only versus mixed or chronically ill populations, baseline severity, and duration of illness on the summary estimates of the primary outcome. We included these variables one by one as covariates in the bivariate model. The difference of each subgroup from the group without the specified feature was reflected by a delta estimate in percentage with a 95% confidence interval. A covariate was assumed to have a significant effect on the estimates of sensitivity and specificity and, thus, to explain some of the heterogeneity in the sample if the p value was <0.05.

In three post hoc sensitivity analyses we 1) examined amisulpride, haloperidol, olanzapine, and risperidone separately (the other drugs did not have enough data, i.e., more than three studies, to be entered in a diagnostic test meta-analysis), 2) excluded a single study of treatment-resistant patients (52), and 3) excluded the few studies without a quick titration of the dosage, defined as not reaching the target dosage at the third day. The third sensitivity analysis entailed mainly studies on first-episode patients and adolescents (53). For the statistical analyses, the program SAS 9.2, with NLMIXED, was used.

Results

The results are presented in terms of sensitivity, specificity, positive predictive value (PPV), and negative predictive value (NPV). As these terms could be confusing in a diagnostic test review for predicting nonresponse, explanations are provided in Figure 1. From a clinical point of view, specificity and PPV are more important than sensitivity and NPV since the diagnostic test should mainly 1) ensure that the antipsychotic is not changed unnecessarily when the patient still has a good chance of responding (confirmed by high values of specificity) and 2) predict nonresponse satisfactorily (confirmed by high values of PPV). For example, suppose that a diagnostic test for predicting nonresponse based on nonimprovement at 2 weeks has 86% specificity and 90% PPV, while sensitivity is 69% and NPV is 60%. That means that, from all responders at endpoint, 86% will be identified as such at 2 weeks on the basis of their early improvement (specificity) and that a patient showing nonimprovement at 2 weeks will have 90% probability of being a nonresponder at endpoint (PPV). On the other hand, from all nonresponders at endpoint, 69% will be identified as such at 2 weeks on the basis of their early nonimprovement (sensitivity), and a patient showing improvement at 2 weeks will have 60% probability of being a responder at endpoint (NPV). For simplicity, in the preceding example we had to assume that PPV and NPV referred to the mean prevalence of nonresponse of the studied population (65% in this example).

FIGURE 1.

FIGURE 1. Explanation of Sensitivity, Specificity, and Positive and Negative Predictive Values in a Diagnostic Test Meta-Analysis of Studies on Lack of Early Improvement As a Predictor of Nonresponse to Antipsychotics

Search Results

Figure 2 presents the PRISMA flow diagram (based on the Preferred Reporting Items for Systematic Reviews and Meta-Analyses) (54) of the search. By the last search in February 2014, 34 studies were included in our analysis. Individual patient data were obtained for 32 of the 34 studies (94.1%).

FIGURE 2.

FIGURE 2. PRISMA Diagram of Process for Selecting Studies on Lack of Early Improvement As a Predictor of Nonresponse to Antipsychoticsa

a PRISMA, Preferred Reporting Items for Systematic Reviews and Meta-Analyses (54).

Table S1 in the online data supplement presents characteristics of all individual studies. Most studies (N=29, 85.3%) were randomized (five open and 24 double-blind), whereas five (14.7%) were observational. Eight studies (23.5%) lasted 4 weeks, 23 (67.6%) lasted 6 weeks, and 3 (8.8%) lasted longer than 6 weeks. The participants’ mean age was 34.9 (SD=6.6) years, and the mean duration of illness was 11.5 (SD=5.6) years. Six studies (17.6%) included only first-episode patients, one study (2.9%) included patients with recent onset of schizophrenia, one study (2.9%) included treatment-resistant patients, and two studies (5.9%) included adolescents. Altogether, 9,460 patients were included in the meta-analysis. About half of the patients (52.6%, 4,976 of 9,457) did not show early improvement (i.e., they had <20% PANSS or BPRS score reductions at 2 weeks). From the patients who did not show early improvement, 88.4% (3,979 of 4,502) did not respond to treatment according to the criterion of 50% PANSS or BPRS reduction at endpoint, 83.7% (3,905 of 4,665) did not respond according to the symptomatic remission criteria of Andreasen et al. (49), and 58.8% (2,925 of 4,976) did not respond according to the criterion of 20% PANSS or BPRS reduction at endpoint.

Quality Assessment

Since the majority of included studies (29 of 34) were randomized controlled trials, it can be argued that there was a limitation in representativeness in the domain of patient selection. In terms of index tests and reference standards, the direct cooperation with the authors of almost all the original trials minimized the risk of bias and the concerns about applicability, because in contrast to what was originally reported, early improvement and later response could always be based on the same definitions. In the domain of flow and timing, the most common problem was a high drop-out rate (mean=29.2%) in many trials (see Figure 3).

FIGURE 3.

FIGURE 3. Quality Assessment of Studies on Lack of Early Improvement As a Predictor of Nonresponse to Antipsychotics

Outcomes

1. Did a <20% reduction of total PANSS or BPRS score from baseline to week 2 predict nonresponse at endpoint (4–12 weeks)?

a.

The primary outcome tested was whether a less than 20% PANSS or BPRS reduction at week 2 (pooled mean across all studies: 47.2%) predicted a less than 50% PANSS or BPRS reduction at endpoint (pooled mean across all studies: 63.7%). The diagnostic test indicated that it did so with a specificity of 86% and PPV of 90%. The sensitivity was 63% and the NPV was 53%, but as explained above the latter two parameters are less important for our question. The sensitivity analysis using data for observed cases did not substantially change the results; specificity was 86%, PPV 85%, sensitivity 59%, and NPV 60% (Figure 4).

FIGURE 4.

FIGURE 4. Estimates of Sensitivity and Specificity From Individual Studies on Lack of Early Improvement As a Predictor of Nonresponse to Antipsychoticsa

a The analysis examined lack of improvement, defined as <20% symptom score reduction at 2 weeks (index test), as a predictor of nonresponse, defined as <50% symptom score reduction at endpoint (reference standard). For individual studies, sensitivity was plotted against 1 − specificity. The size of the bubbles indicates sample size.

b.

A secondary outcome was remission at endpoint. Remission was predicted with a specificity of 77%, a PPV of 88%, a sensitivity of 61%, and an NPV of 42%.

c.

Another secondary outcome tested was whether a less than 20% PANSS or BPRS reduction at endpoint would be predicted. It was predicted with a specificity of 70%, a PPV of 55%, a sensitivity of 85%, and an NPV of 91%. As the prechosen index cutoff of 20% reduction at 2 weeks did not seem to work well enough for this secondary reference standard, we did a post hoc analysis of index cutoffs ranging from 0% to 15% PANSS or BPRS reduction at week 2 to predict 20% reduction at endpoint in order to obtain higher specificity and PPV. The results showed that a PANSS or BPRS reduction of less than 0% from baseline to week 2 predicted nonresponse adequately (specificity 95%, PPV 81%). The summary estimates for this secondary outcome are presented in Table 1.

TABLE 1. Meta-Analysis Summary Estimates for Lack of Early Improvement Cutoffs (0%–15%) As Predictors of Nonresponse (<20%) to Antipsychotics at Endpointa

Cutoff Defining Lack of Early ImprovementSensitivityCISpecificityCIPPVCINPVCI
≤0%0.450.40–0.500.950.93–0.970.810.77–0.850.780.74–0.82
<5%0.540.51–0.580.910.89–0.930.750.70–0.790.800.76–0.84
<10%0.660.63–0.700.860.83–0.890.700.65–0.740.840.80–0.87
<15%0.770.74–0.800.800.75–0.840.650.61–0.700.870.84–0.90

aEach diagnostic test meta-analysis examined lack of improvement at 2 weeks (index test) as a predictor of nonresponse at endpoint (reference standard). Lack of early improvement and nonresponse refer to overall symptom score reduction on the PANSS or BPRS. PPV: positive predictive value; NPV: negative predictive value.

TABLE 1. Meta-Analysis Summary Estimates for Lack of Early Improvement Cutoffs (0%–15%) As Predictors of Nonresponse (<20%) to Antipsychotics at Endpointa

Enlarge table

2. Which factors influenced the accuracy of the diagnostic test and in what way?

a.

We examined the time point at which nonresponse was assessed. When week 4 rather than week 6 or later was used as the endpoint, the specificity of the diagnostic test was higher (93% for week 4 versus 82% for week 6 or later, p<0.0005).

b.

The effect of the baseline severity of illness (as measured by the PANSS total score) was another significant factor. Greater severity at baseline was associated with higher specificity of the diagnostic test (p<0.0001).

c.

The duration of illness was another factor that affected the specificity of the test. A shorter duration of illness was associated with higher specificity (p<0.04). The initial investigation of significant moderators also included age. However, age and duration of illness were highly correlated. When age and duration of illness were included in one model, the effect of age was no longer significant; it was completely explained by the duration of illness (p<0.02).

d.

Effects were nonsignificant for sex, study design (randomized controlled trials versus naturalistic studies), blinding, placebo use, class of antipsychotic drug (first- versus second-generation), fixed or flexible dosing schedule, sponsorship, and first-episode patients only versus mixed or chronically ill study groups. Results are presented in Table 2.

TABLE 2. Meta-Analysis Summary Estimates for Potential Moderators of Lack of Early Improvement (<20%) As a Predictor of Nonresponse (<50%) to Antipsychotics at Endpointa

Potential ModeratorbbSEpCI
Sex
 Sensitivity–0.000.010.96–0.02 to 0.02
 Specificity–0.020.010.18–0.05 to 0.01
Study design (randomized controlled trial versus naturalistic study)
 Sensitivity–0.180.230.42–0.63 to 0.26
 Specificity–0.620.430.15–1.47 to 0.22
Blinding
 Sensitivity–0.150.170.37–0.48 to 0.18
 Specificity–0.310.330.36–0.95 to 0.34
Placebo use
 Sensitivity–0.160.180.37–0.51 to 0.19
 Specificity0.270.380.49–0.48 to 1.02
Class of antipsychotic drug (first- versus second-generation)
 Sensitivity0.030.150.84–0.26 to 0.32
 Specificity–0.120.290.68–0.70 to 0.45
Fixed versus flexible dosing
 Sensitivity0.040.160.83–0.28 to 0.35
 Specificity–0.450.300.14–1.04 to 0.14
Sponsorship
 Sensitivity0.280.200.17–0.11 to 0.67
 Specificity–0.340.400.39–1.12 to 0.44
Response assessment at week 4 versus week 6 or later
 Sensitivity–0.030.180.87–0.38 to 0.32
 Specificity1.070.30<0.0005c0.49 to 1.66
First-episode versus mixed or chronically ill patients
 Sensitivity–0.330.200.10–0.73 to 0.06
 Specificity–0.040.390.92–0.80 to 0.72
Baseline severity
 Sensitivity–0.010.010.12–0.02 to 0.00
 Specificity0.050.01<0.0001c0.02 to 0.07
Aged
 Sensitivity0.030.030.42–0.04 to 0.09
 Specificity0.090.060.15–0.03 to 0.20
Duration of illnessd
 Sensitivity0.010.030.71–0.05 to 0.07
 Specificity–0.140.06<0.02c–0.25 to –0.03

aEach diagnostic test meta-analysis examined lack of early improvement at 2 weeks (index test) as a predictor of nonresponse at endpoint (reference standard).

bEstimate of β covariate.

cStatistically significant (p<0.05).

dAge and duration of illness are included in the same model.

TABLE 2. Meta-Analysis Summary Estimates for Potential Moderators of Lack of Early Improvement (<20%) As a Predictor of Nonresponse (<50%) to Antipsychotics at Endpointa

Enlarge table

3. How well did the other cutoffs for reduction of the total PANSS or BPRS score from baseline to week 2 predict nonresponse at endpoint?

The sensitivity, specificity, PPV, and NPV of each cutoff point of the index test, ranging from 0% to 50% PANSS or BPRS reduction, are given in Table 3. Higher cutoffs were associated with lower specificity and PPV, and higher sensitivity and NPV. Thus, the cutoff of 0% reduction from baseline to week 2 showed the highest specificity and PPV while the cutoff of 50% reduction showed the highest sensitivity and NPV (Figure 5). Figure 5 shows that the best trade-off between sensitivity and specificity lies around a cutoff of 20%−25% reduction, confirming our initial choice. As for our research question, high specificity and PPV are more important than sensitivity and NPV; thus, using 20% rather than 25% as a cutoff appears justifiable.

TABLE 3. Meta-Analysis Summary Estimates for Lack of Early Improvement Cutoffs (0%–50%) As Predictors of Nonresponse (<50%) to Antipsychotics at Endpointa

Cutoff Defining Lack of Early ImprovementSensitivityCISpecificityCIPPVCINPVCI
≤0%0.260.23–0.300.980.96–0.980.950.93–0.960.390.32–0.46
<10%0.430.40–0.470.940.92–0.960.930.91–0.950.450.38–0.51
<15%0.540.51–0.580.910.88–0.930.920.89–0.940.490.42–0.56
<20%0.630.59–0.660.860.82–0.890.900.86–0.910.530.49–0.61
<25%0.730.69–0.760.810.77–0.850.880.85–0.910.590.52–0.65
<30%0.800.77–0.830.740.68–0.790.860.82–0.890.640.59–0.70
<40%0.920.89–0.930.570.48–0.660.800.76–0.840.770.72–0.82
<50%0.970.96–0.980.390.31–0.480.760.72–0.800.870.81–0.91

aEach diagnostic test meta-analysis examined lack of improvement at 2 weeks (index test) as a predictor of nonresponse at endpoint (reference standard). Lack of early improvement and nonresponse refer to overall symptom score reduction on the PANSS or BPRS. PPV: positive predictive value; NPV: negative predictive value.

TABLE 3. Meta-Analysis Summary Estimates for Lack of Early Improvement Cutoffs (0%–50%) As Predictors of Nonresponse (<50%) to Antipsychotics at Endpointa

Enlarge table
FIGURE 5.

FIGURE 5. Meta-Analysis Summary Estimates of Sensitivity and Specificity for Lack of Early Improvement Cutoffs (0%–50%) As Predictors of Nonresponse (<50%) to Antipsychotics at Endpointa

a Each diagnostic test meta-analysis examined lack of improvement at 2 weeks (index test) as a predictor of nonresponse at endpoint (reference standard). Lack of early improvement and nonresponse refer to overall symptom score reduction on the PANSS or BPRS. Each ellipse represents the 95% confidence region.

PPV and NPV depend on the prevalence of the condition (here nonresponse). We primarily used the actual prevalence of nonresponse in the included studies for the computation of predictive values. Figure 6 illustrates how these measures would fluctuate for different values of prevalence. As is typical for diagnostic tests, high prevalence of the condition (nonresponse at endpoint) leads to higher PPV and lower NPV (displayed as 1 − NPV in Figure 6). Figure S1 in the online data supplement shows the relation between predictive values and prevalence for all cutoffs.

FIGURE 6.

FIGURE 6. Effect of Nonresponse Prevalence on Lack of Early Improvement As a Predictor of Nonresponse to Antipsychotics at Endpointa

a The diagnostic test meta-analysis examined lack of improvement at 2 weeks (index test) as a predictor of nonresponse at endpoint (reference standard). Lack of early improvement and nonresponse refer to overall symptom score reduction on the PANSS or BPRS. Lack of early improvement was defined as a reduction in score <20%; nonresponse was defined as a reduction in score <50%. As positive predictive value (PPV) and negative predictive value (NPV) depend on the prevalence of the condition (here nonresponse), we plotted the values of PPV (green curve) and 1 − NPV (orange curve) versus the prevalence of nonresponse. The plot shows that, as the prevalence of nonresponse increases, PPV increases whereas NPV (here shown as 1 − NPV) decreases.

4. Did the reduction in the PANSS or BPRS positive symptom score from baseline to week 2 predict nonresponse at endpoint more accurately?

The test characteristics of each cutoff (ranging from 0% to 50%) for reduction on the PANSS or BPRS positive symptom subscale are given in Table 4. The use of the positive symptoms reduction yielded results similar to those for the total score reduction at week 2. A reduction of <20% in PANSS or BPRS positive symptoms score resulted in a sensitivity of 57%, a specificity of 87%, PPV of 87%, and NPV of 55%. As again specificity and PPV are most important for clinical purposes, the cutoff of <20% reduction in positive symptom score could also be considered to be a reasonable choice for the index test, but this analysis was conducted post hoc.

TABLE 4. Meta-Analysis Summary Estimates for Lack of Early Improvement in Positive Symptom Cutoffs (0%–50%) As Predictors of Nonresponse (<50%) to Antipsychotics at Endpointa

Cutoff Defining Lack of Early Improvement in Positive SymptomsSensitivityCISpecificityCIPPVCINPVCI
≤0%0.310.27–0.360.960.94–0.970.920.88–0.950.470.39–0.55
<5%0.340.30–0.370.950.93–0.970.910.87–0.950.470.39–0.55
<10%0.410.38–0.450.930.90–0.950.900.85–0.930.490.41–0.58
<15%0.490.46–0.530.900.86–0.930.890.84–0.930.520.44–0.61
<20%0.570.53–0.600.870.82–0.900.870.82–0.910.550.47–0.63
<25%0.640.60–0.680.820.77–0.860.850.79–0.900.580.50–0.66
<30%0.710.67–0.750.760.71–0.810.830.77–0.880.620.54–0.69
<40%0.820.79–0.850.630.56–0.700.780.72–0.840.680.60–0.75
<50%0.890.87–0.910.510.43–0.580.750.68–0.810.730.67–0.79

aEach diagnostic test meta-analysis examined lack of improvement in positive symptoms at 2 weeks (index test) as a predictor of nonresponse at endpoint (reference standard). Lack of early improvement in positive symptoms and nonresponse refer to symptom score reduction (positive and overall symptoms, respectively) on the PANSS or BPRS. PPV: positive predictive value; NPV: negative predictive value.

TABLE 4. Meta-Analysis Summary Estimates for Lack of Early Improvement in Positive Symptom Cutoffs (0%–50%) As Predictors of Nonresponse (<50%) to Antipsychotics at Endpointa

Enlarge table

5. Post hoc sensitivity analyses

The results of the diagnostic test appeared to be equally applicable to the four individual antipsychotics that presented enough data to be examined separately (amisulpride, haloperidol, olanzapine, and risperidone; see Table 5). Removing the single study in treatment resistant patients (52) and excluding studies that did not follow a quick titration schedule did not markedly change the diagnostic test results (see Table 5).

TABLE 5. Summary Estimates From Sensitivity Analyses of Lack of Early Improvement (<20%) As a Predictor of Nonresponse (<50%) to Antipsychotics at Endpointa

AnalysisSensitivityCISpecificityCIPPVCINPVCI
Observed cases only0.590.54–0.640.860.82–0.890.850.80–0.880.600.53–0.67
Without treatment-resistant patients0.620.59–0.660.860.82–0.890.890.86–0.920.550.48–0.61
Quick titration only0.620.58–0.660.860.80–0.910.890.85–0.930.540.44–0.63
Individual drugs
 Amisulpride0.600.51–0.680.910.87–0.940.860.80–0.910.700.64–0.76
 Haloperidol0.620.55–0.680.890.81–0.940.910.86–0.950.540.41–0.67
 Olanzapine0.650.61–0.700.800.74–0.850.910.84–0.950.460.39–0.54
 Risperidone0.650.57–0.720.800.68–0.880.810.65–0.910.600.41–0.76

aEach diagnostic test meta-analysis examined lack of improvement at 2 weeks (index test) as a predictor of nonresponse at endpoint (reference standard). Lack of early improvement and nonresponse refer to overall symptoms score reduction on the PANSS or BPRS. PPV: positive predictive value; NPV: negative predictive value.

TABLE 5. Summary Estimates From Sensitivity Analyses of Lack of Early Improvement (<20%) As a Predictor of Nonresponse (<50%) to Antipsychotics at Endpointa

Enlarge table

Discussion

We present a diagnostic meta-analysis with 34 studies and 9,460 participants that examined the question of whether nonimprovement at week 2 predicts later nonresponse to antipsychotics in patients with schizophrenia spectrum disorders. The major strength of this study is that we were able to obtain individual patient data for almost all trials. The analysis suggested that out of 100 patients showing nonimprovement at week 2 (<20% PANSS or BPRS score reduction), 90 will not show much improvement at endpoint (<50% PANSS or BPRS score reduction), 88 will not achieve symptomatic remission at endpoint, and 55 will not even minimally improve (<20% PANSS or BPRS score reduction).

A ≥50% PANSS/BPRS score reduction from baseline to endpoint is a clinically meaningful definition of response for patients with acute exacerbations of schizophrenia, because it roughly corresponds to “much improvement” as assessed with the CGI (44, 48). Contrary to common belief, symptomatic remission (49) has been shown to occur with a frequency similar to that for 50% PANSS or BPRS reduction (55) and, as a reference standard (here nonremission), yielded results similar to those for the <50% reduction in the diagnostic test meta-analysis. On the other hand, a ≥20% PANSS or BPRS reduction is a much looser definition of response, resulting in a higher number of responders at endpoint (the denominator of specificity) and a significant decrease in specificity and PPV. As a ≥20% PANSS/BPRS reduction reflects only “minimal improvement” (44, 48), it may not be a good indicator of response (compared with ≥50% and remission). However, a <20% reduction is an extremely stringent measure of nonresponse; most clinicians would change treatment for a patient not even minimally improved after 6 weeks. If one requires at least 80% specificity and PPV for that reference standard, the index cutoff of 0% PANSS or BPRS reduction at week 2 should be applied.

In research on the prediction of response to antipsychotics, many potential predictors have been identified, including early subjective response (56), severity of illness, homovanillic acid level (57, 58), structural changes shown by cranial imaging (5961), and polymorphisms of brain receptor genes (62, 63). However, so far, none of these potential predictors has led to the development of a clinically useful decision-making tool. Early improvement in antipsychotic treatment is the strongest among those predictors (6466), and it is now well replicated and could be implemented in clinical practice. Although many previous studies suggested an association between early improvement and later response (9, 11, 12, 15, 19, 20, 23, 26, 29, 67), a lack of consensus regarding the definitions of these benchmarks has prevented formulation of straightforward clinical recommendations. For example, if one study used 50% PANSS total score reduction to define ultimate response (65, 68) while another one used cross-sectional remission (69), it is difficult to summarize their findings. Moreover, the individual studies usually attempted to derive the best cutoff by post hoc analyses. In the current review, improvement and response were defined a priori.

The specificity of the diagnostic test was shown to be influenced by three independent factors. First, the assessment of final nonresponse at week 4 was associated with higher specificity of the diagnostic test than was assessment of nonresponse at week 6 or later. The number of responders at endpoint (specificity’s denominator) is expected to increase at later endpoints, and thus specificity decreases. Second, higher baseline illness severity was associated with higher specificity of the diagnostic test. For the mean baseline severity of the included patients (score of 97 points on PANSS items 1–7), the specificity was 86%; for 10 points lower baseline severity (87 points), it was 79%; and for 10 points higher (107 points), the specificity increased to 91%. Third, shorter illness duration was associated with higher specificity of the diagnostic test. For the mean illness duration of the included patients (11.5 years), the specificity was 87%; for a duration 5 years shorter, the specificity was 91%; and for a duration 5 years longer, it was 82%.

Our meta-analysis has several limitations, some of which are illustrated by the quality assessment with the QUADAS tool (Figure 2). Of the 34 included studies, 29 were randomized controlled trials and may thus not accurately represent routine clinical practice (70, 71). However, whether the study was a randomized trial was not a significant moderator of the test performance. As for the high dropout rates usually seen in schizophrenia trials, the comparison of strict intention-to-treat and observed-case results in a sensitivity analysis did not show any significant difference, corroborating the validity of the results.

As all studies were pooled in the primary analysis, it is unclear whether the results apply to all antipsychotics. We had enough data on only four antipsychotics to allow for a comparison of the diagnostic test results among them, but these four drugs may represent a good selection because they cover drugs with quite different profiles. Amisulpride is a selective dopamine receptor antagonist that has no effects on histaminergic receptors and is not sedating. Haloperidol is a high-potency first-generation antipsychotic. Olanzapine and risperidone are frequently used second-generation antipsychotics that block serotonin 5-HT2a receptors more than dopamine receptors, but risperidone produces more extrapyramidal symptoms and prolactin increase, while olanzapine has a higher risk of weight gain and has stronger effects on histaminergic receptors. No obvious difference among these antipsychotics was suggested, but additional analyses of other antipsychotics would be important.

Moreover, when a patient with schizophrenia is administered an antipsychotic medication, immediate anti-anxiety and anti-agitation effects, as well as side effects such as sedation, could be wrongly conceived as early improvement without necessarily an improvement in core symptoms of schizophrenia. In the same vein, the concomitant administration of benzodiazepines and/or adjunctive sleep medication, which were allowed in almost all included trials, could have biased the diagnostic test results, although this is similar to clinical practice, where such drugs are frequently coprescribed as well. We therefore examined whether the use of positive symptoms, instead of overall symptoms, as the index test would change the performance of the diagnostic test, but the results did not change markedly.

Furthermore, our data set contained mainly studies of chronically ill patients. Several studies have shown that response patterns in first-episode patients may differ from those of chronically ill patients, in that at least a subgroup can show later onset of response (17, 72, 73). Thus, although illness phase was not a significant moderator, this may have been due to an insufficient number of first-episode studies (N=6). Similarly, treatment-resistant patients were represented by only one study in our analysis, and its exclusion in a sensitivity analysis did not change the overall performance of the diagnostic test. Although there is some preliminary evidence that the majority of improvement with antipsychotics occurs relatively early in the course of treatment for treatment-resistant patients as well (74), a number of studies suggest that longer-term trials are needed when investigating response in this particular subgroup (7578). Therefore, the application of our results is more appropriate for patients who are neither in their first episode of schizophrenia nor exhibiting treatment resistance.

Finally, the translation and scalability of the findings of this meta-analysis to clinical care depend on the use of measurement-based approaches in usual care settings. Since the PANSS and BPRS are not routinely used by clinicians, the well-established correlation between the simple CGI improvement scale and the change in PANSS or BPRS total score (44, 46, 48) can be taken into account. These analyses have roughly showed that a 20% PANSS or BPRS reduction (our index test) corresponds to minimal improvement on the CGI and that a 50% score reduction (our primary reference standard) corresponds to much improvement. Indeed, a recent naturalistic study that used solely CGI improvement ratings of less than minimally improved at 4 weeks to predict ultimate nonresponse at 12 weeks, defined as less than much improved, confirmed the utility of this approach (67).

Despite the limitations, the current meta-analysis provides good evidence that nonimprovement at week 2 can be used for a clinically meaningful prediction of later nonresponse, saving patients from unnecessary long-term exposure to an antipsychotic that is unlikely to help them. Notably, some important treatment guidelines, such as those of PORT (31) and the World Federation of Societies of Biological Psychiatry (32), have already incorporated such statements. It is also crucial to emphasize that, before nonimprovement is established, patients should have received the antipsychotic at a sufficiently high dose. In this meta-analysis, dose titration schedule had no significant effect on the performance of the diagnostic test, but most studies followed a quick titration schedule (target doses were reached within 3 days). Therefore, in order to avoid premature changes of treatment, we caution that the results of this diagnostic test review should be applied only to patients who have received target doses (41)—we suggest even near the upper limits of these ranges—for at least 2 weeks. This is important, because in everyday clinical practice, doctors often titrate slowly because of tolerability issues, which can be an obstacle to rapid dosage increase. Plasma level measurements can also be useful, e.g., to rule out rapid metabolism due to cytochrome P450 polymorphisms, although plasma levels can vary substantially in individual patients and are not always directly correlated with efficacy (79).

What this meta-analysis has not explored and future studies need to address is which treatment strategies should be applied in case of nonresponse. Dosage increase is not well studied. Switching has been examined by only a few studies, some of which, clearly underpowered, were negative (68, 80), while the largest one was positive (18). Last, augmentation studies have usually focused on treatment-resistant patients at later stages, and they were mainly negative (81). Results of ongoing studies on switching strategies in patients without early improvement, such as SWITCH (82) and OPTIMISE (83), are awaited for replication of previous findings (18), but alternative and hopefully more effective strategies, pharmacologic and/or psychosocial in nature, that meet clinicians’ and, above all, patients’ needs are warranted.

From the Department of Clinical Epidemiology, Biostatistics and Bioinformatics, Academic Medical Center, University of Amsterdam, the Netherlands; Dr. Kurt Fontheim’s Hospital for Mental Health, Liebenburg, Germany; Chonbuk National University Medical School, Jeonju, Korea; the Department of Psychiatry, Marqués de Valdecilla University Hospital-IDIVAL, School of Medicine, University of Cantabria, Santander, Spain; CIBERSAM (Centro Investigación Biomédica en Red Salud Mental), Madrid; the Department and Institute of Psychiatry, University of São Paulo Medical School, São Paulo, Brazil; the Department of Psychiatry, Juntendo University Nerima Hospital, Tokyo; the Department of Psychiatry, Ludwig-Maximilians University, Munich; the Department of Psychiatry, University of Halle-Wittenberg, Halle, Germany; Hofstra North Shore Long Island Jewish School of Medicine, Hempstead, N.Y.; the Zucker Hillside Hospital, Glen Oaks, N.Y.; the Department of Psychiatry and Psychotherapy, Centre of Psychosocial Medicine, University Medical Center Hamburg-Eppendorf, Hamburg, Germany; Kaohsiung Municipal Kai-Syuan Psychiatric Hospital, Kaohsiung, Taiwan; the Department of Psychiatry, School of Medicine, College of Medicine, Kaohsiung Medical University, Kaohsiung, Taiwan; University Hospital of Child and Adolescent Psychiatry, University of Bern, Bern, Switzerland; and the Department of Biomedical and NeuroMotor Sciences, University of Bologna, Bologna, Italy.
Address correspondence to Dr. Stefan Leucht ().

Dr. Samara and Dr. Claudia Leucht contributed equally to this work.

Funded by grant 01KG1118 from the German Federal Ministry of Education and Research.

Dr. Stefan Leucht has received honoraria for consulting/advisory boards from Alkermes, Bristol-Myers Squibb, Eli Lilly, Janssen, Johnson & Johnson, Medavante, and Roche; he has received lecture honoraria from AstraZeneca, Bristol-Myers Squibb, Eli Lilly, Essex Pharma, Janssen, Johnson & Johnson, Lundbeck Institute, Pfizer, and Sanofi-Aventis; and he has received medication from Eli Lilly for a trial for which he was the primary investigator; Dr. Claudia Leucht is his spouse, and so the same conflicts apply to her; she has no other conflicts. Dr. Anghelescu was a full-time employee at Janssen Pharmaceutica, Beerse, Belgium, from October 2009 to September 2012. Dr. Chung has received grant support from Janssen Korea and Korea Otsuka Pharmaceuticals as well as served as a consultant for AstraZeneca, Janssen Korea, Korea Otsuka Pharmaceuticals, and Sanofi-Aventis. Dr. Crespo-Facorro has received honoraria for consulting/advisory boards from Otsuka Pharmaceuticals and lecture honoraria from Janssen Johnson & Johnson, Lundbeck, Roche, and Otsuka Pharmaceuticals. Dr. Elkis has received research grant support from Janssen, Roche, and FAPESP (São Paulo Research Foundation) as well as travel support from Janssen and Roche; he has been on advisory boards of Roche and Janssen and has served on the speakers’ boards of Cristalia and Novartis. Dr. Hatta has received lecture honoraria from Eli Lilly, Janssen, Dainippon-Sumitomo, Otsuka, Astellas, Tanabe-Mitsubishi, Takeda, and Meiji and has received honoraria for consulting from Eli Lilly and Janssen. Dr. Kane has received honoraria for lectures and/or consulting from Alkermes, Amgen, Bristol-Myers Squibb, Cephalon, Eisai, Boehringer Ingelheim, Eli Lilly, Forrest, Genentech, Intracellular Therapeutics, Janssen, Johnson & Johnson, Lundbeck, Merck, Novartis, Otsuka, Pfizer, Pierre Fabre, Proteus, Reviva, Roche, Sunovion, and Targacept; he is a shareholder of MedAvante. Dr. Kayo has acted as a consultant for Abbott, Aché, Eurofarma, Genzyme, GlaxoSmithKline, Sankyo, Takeda, and Uniao Quimica; has received grant support from Roche; and has received travel support from Eli Lilly and GlaxoSmithKline. Dr. Lambert has been a consultant and/or advisor to or has received honoraria from AstraZeneca, Bristol-Myers Squibb, Lilly Deutschland, Janssen Cilag, Lundbeck, Otsuka Pharma, Roche Deutschland, and Sanofi-Aventis. Dr. Schimmelmann has been a consultant and/or advisor to Eli Lilly and Shire. Dr. Serretti is or has been consultant/speaker for Abbott, Abbvie, Angelini, AstraZeneca, Clinical Data, Boheringer, Bristol-Myers Squibb, Eli Lilly, GlaxoSmithKline, Innovapharma, Italfarmaco, Janssen, Lundbeck, Naurex, Pfizer, Polipharma, Sanofi, and Servier. Dr. Correll has been a consultant and/or advisor to or has received honoraria from Actelion, Alexza, Bristol-Myers Squibb, Cephalon, Eli Lilly, Genentech, Gerson Lehrman Group, IntraCellular Therapies, Janssen/J&J, Lundbeck, Medavante, Medscape, Merck, Otsuka, Pfizer, ProPhase, Roche, Sunovion, Supernus, Takeda, and Teva; he has received grant support from the American Academy of Child and Adolescent Psychiatry, BMS, Janssen/J&J, the National Institute of Mental Health (NIMH), Novo Nordisk, Otsuka, and the Thrasher Foundation. The other authors report no financial relationships with commercial interests.

The authors thank Samantha Roberts for conducting the literature search.

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