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Sleep Disturbances as the Hallmark of PTSD: Where Are We Now?
Anne Germain, Ph.D.
Am J Psychiatry 2013;170:372-382. 10.1176/appi.ajp.2012.12040432
View Author and Article Information

The author reports no financial relationships with commercial interests.

From the Department of Psychiatry, University of Pittsburgh.

Address correspondence to Dr. Germain (germax@upmc.edu).

Copyright © 2013 by the American Psychiatric Association

Received April 02, 2012; Revised July 03, 2012; Accepted July 30, 2012.

Abstract

The hypothesis that rapid eye movement (REM) sleep disturbances are the hallmark of posttraumatic stress disorder (PTSD), proposed by Ross and colleagues in 1989, has stimulated a wealth of clinical, preclinical, and animal studies on the role of sleep in the pathophysiology of PTSD. The present review revisits this influential hypothesis in light of clinical and experimental findings that have since accumulated. Polysomnographic studies conducted in adults with PTSD have yielded mixed findings regarding REM sleep disturbances, and they generally suggest modest and nonspecific sleep disruptions. Prospective and treatment studies have provided more robust evidence for the relationship between sleep disturbances and psychiatric outcomes and symptoms. Experimental animal and human studies that have probed the relationship between REM sleep and fear responses, as well as studies focused more broadly on sleep-dependent affective and memory processes, also provide strong support for the hypothesis that sleep plays an important role in PTSD-relevant processes. Overall, the literature suggests that disturbed REM or non-REM sleep can contribute to maladaptive stress and trauma responses and may constitute a modifiable risk factor for poor psychiatric outcomes. Clinicians need to consider that the chronic sleep disruption associated with nightmares may affect the efficacy of first-line PTSD treatments, but targeted sleep treatments may accelerate recovery from PTSD. The field is ripe for prospective and longitudinal studies in high-risk groups to clarify how changes in sleep physiology and neurobiology contribute to increased risk of poor psychiatric outcomes.

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FIGURE 1. Electrophysiological Characteristics of Rapid Eye Movement (REM) Sleepa

a REM sleep is characterized by a high-frequency, low-amplitude electroencephalographic (EEG) signal resembling that of wakefulness. Synchronized rapid eye movements (REMs) are easily identified by electro-oculography (EOG) signals. Muscle atonia can be observed on the electromyography (EMG) channel. REF, voltage difference from reference electrodes; C3, left central EEG signal; C4, right central EEG signal; O1, left occipital EEG signal; O2, right occipital EEG signal; LOC, left EOG signal; ROC, right EOG signal.

FIGURE 2. Electrophysiological Characteristics of Non-REM (NREM) Sleepa

a REF, difference from reference electrodes; C3, left central EEG signal; C4, right central EEG signal; O1, left occipital EEG signal; O2, right occipital EEG signal; LOC, left EOG signal; ROC, right EOG signal; EMG, electromyography channel.

b Characterized by the presence of sleep spindles (S) (trains of alpha waves lasting at least 0.5 sec) and K-complexes (K) (negative sharp waves immediately followed by positive components). Ocular activity is minimal, and EMG levels are higher than in REM sleep.

c Characterized by a low-frequency, high-amplitude EEG signal.

FIGURE 3. Hypnograms for Two Combat Veterans With and Without PTSDa

a Both men served in Operation Iraqi Freedom; one was 25 years old, and the other was 26. Sleep characteristics were determined with polysomnography, and baseline measurements appear on the right. REM sleep periods are denoted by thicker horizontal bars. The asterisk on the left side of each graph denotes the latency between the beginning of the time in bed and the onset of sleep, and it is shorter in the veteran without PTSD. Vertical lines after sleep onset reflect awakenings from sleep. In these examples, the veteran without PTSD shows greater sleep efficiency (total sleep time divided by total time spent in bed) despite also showing more frequent brief nocturnal awakenings and a longer wake time after sleep onset than the veteran with PTSD. The percentage of N3 sleep (stages 3 and 4 in the figure) is rather high in both veterans and is higher in the veteran without PTSD. The percentage of REM sleep is slightly higher in the veteran with PTSD.

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1.
Which of the following characterize non-rapid eye movement (NREM) sleep?
2.
Which of the following sleep disturbances are more likely to arise from REM sleep in PTSD?
3.
Which statement provides the best evidence for the hypothesis that sleep disturbances may contribute to PTSD in humans?
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