Personality traits are often related to psychopathology (1). Investigating the neural substrates of personality traits may inform etiological and pathophysiological models of psychiatric disorders. In the case of psychosis, attention has focused on the relationship between schizotypal personality traits and schizophrenia spectrum disorders. Schizotypal personality traits encompass a broad range of personality characteristics and experiences, including unusual perceptions and beliefs, social anxiety or withdrawal, and disorganized thoughts or behaviors (2). These traits cluster into positive, negative, and disorganized factors that are conceptually similar to the symptom dimensions of schizophrenia (2—4). The expression of schizotypal traits ranges from benign odd perceptual experiences or beliefs to severe symptoms associated with significant psychosocial impairment and schizotypal personality disorder (2). Premorbid personality in schizophrenia is marked by an excess of schizotypal traits, and schizotypal personality disorder is a risk factor for schizophrenia (5—7). Indicators of cerebral dysfunction observed in schizophrenia spectrum disorders, including cognitive impairment and sensory gating deficits, are correlated with schizotypal traits in psychiatrically healthy individuals, which further underscores the link between schizotypal traits and schizophrenia spectrum disorders (8—14).
The neural basis of individual differences in schizotypal personality traits is poorly understood. Dopamine signaling may be associated with normal variation in these traits, given that dopamine dysregulation is prominent in schizophrenia spectrum disorders. Positron emission tomography (PET) imaging with displaceable dopamine receptor ligands sensitive to endogenous dopamine levels has shown that patients with schizotypal personality disorder demonstrate exaggerated dopamine release in the striatum following d-amphetamine challenge (15). Schizophrenia patients also demonstrate increased d-amphetamine-induced dopamine release in the striatum (16, 17). Dopamine release is especially robust in schizophrenia patients who are experiencing an acute illness exacerbation and, in contrast to patients with schizotypal personality disorder, is correlated with a transient increase in positive psychotic symptoms (16).
Determining the relationship between dopamine transmission and individual differences in schizotypal traits may further our understanding of dopamine dysregulation in schizophrenia spectrum disorders. While the findings in schizophrenia provide a compelling case for a state component to hyperdopaminergia, the evidence for a trait basis is less conclusive, given that it is based largely on findings from one study of schizotypal personality disorder that included relatively few patients (15). Moreover, the extent to which dopamine signaling varies continuously with dimensional measures of schizotypy is unknown. Evidence that dopamine signaling is correlated with individual differences in schizotypy would lend considerable support to the hypothesis that there is a trait component to hyperdopaminergia and may further suggest that hyperdopaminergia is an endophenotype of schizophrenia spectrum disorders.
It is also unknown whether dopamine dysregulation in schizophrenia spectrum disorders includes extrastriatal brain regions. There are reasons to suspect that it may, given reports of elevated l-dopa uptake in the amygdala and medial prefrontal cortex in schizophrenia (18, 19) and findings from a recent meta-analysis showing that dopamine receptor occupancy by antipsychotics in the temporal cortex is strongly related to clinical efficacy (20). Examining the relationship between schizotypal personality traits and extrastriatal dopamine transmission may provide testable hypotheses on the role of extrastriatal dopamine transmission in schizophrenia spectrum disorders.
We examined the relationship between d-amphetamine-induced dopamine release determined from PET imaging with [18F]fallypride (a ligand that can quantify both striatal and extrastriatal dopamine D2/D3 receptors) and schizotypal personality traits in a large sample of healthy individuals. We hypothesized that schizotypal personality traits would be positively correlated with d-amphetamine-induced dopamine release in the striatum, and we sought to determine whether similar associations exist in extrastriatal brain regions.
Sixty-three participants drawn from two studies of individual differences in d-amphetamine-induced dopamine release were included in this investigation. Study procedures were identical for the two studies, except that one group was given identical-appearing capsules containing placebo or amphetamine on PET scanning days (placebo-controlled cohort; N=48), whereas the other group was not blind to amphetamine administration (open-label cohort; N=15). Fourteen participants in the open-label cohort were included in a previous report (21). Table 1 summarizes the characteristics of the total sample and of each cohort. All participants received a physical and neurological examination that included ECG, blood chemistries, urine analysis, urine drug screen, and T1, T2, and T2 flair MRI scans. Exclusion criteria included a history of neurological or psychiatric disorder; severe past or concomitant medical illness; borderline elevated blood pressure; abnormal results on ECG, comprehensive medical panel, CBC, or urine analysis; positive finding on 10-panel urine drug screen; brain abnormalities revealed on MRI scanning; use of psychotropic medication during the preceding 6 months; history of substance abuse or dependence; lifetime use of cocaine or amphetamines; any illicit drug use in the previous 2 months; and pregnancy or lactation. Axis I psychopathology was ruled out using the Structured Clinical Interview for DSM-IV Axis I Disorders (22). Axis II psychopathology was not formally assessed. The study was approved by the Vanderbilt University Institutional Review Board, and written informed consent was obtained from each participant.
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Procedures and Assessments
Study and image acquisition procedures have been described previously (21). Prior to scanning, participants completed the Schizotypal Personality Questionnaire (2). The focus of this investigation is on the total score; however, factor-analytic studies indicate that the Schizotypal Personality Questionnaire can be separated into cognitive-perceptual, paranoid, negative, and disorganized factors (3). Exploratory analyses of the factor scores were undertaken to determine whether dopamine release is related to a specific dimension of schizotypy.
Participants underwent two PET scans with [18F]fallypride. The first was a baseline scan; the second occurred on a different day, 3.5 hours after administration of oral d-amphetamine (0.43 mg/kg) or placebo. As noted, 15 participants were not blind to d-amphetamine administration, and 48 participants received identical-appearing capsules on scan days that contained either placebo or d-amphetamine. Physiological measures (blood pressure, heart rate, temperature, and respirations) were monitored on scan days, and participants completed a brief screen of possible side effects. Participants also completed a brief neurological screen at baseline and at the end of the scan protocol. Blood samples for CBC and a comprehensive medical panel were also obtained at baseline and at completion of the scan protocol.
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PET Image Acquisition and Data Preprocessing
PET imaging was performed at Vanderbilt University Medical Center on either a GE Discovery LS scanner (N=30) or, after the center's scanner was upgraded, a GE Discovery STE system (N=33). All participants received their baseline and d-amphetamine scans on the same scanner. To assess the validity of combining data across scanners, we compared dopamine release in each of the anatomical regions of interest (described below) between scanners. No differences were observed in any region of interest. Moreover, voxel-wise analysis comparing dopamine release between the two scanners did not identify any clusters after whole brain correction at t=2.5 (lowest cluster-level p value >0.90).
Three-dimensional emission acquisitions and transmission attenuation correction scans were performed following a 5.0 mCi slow bolus injection of [18F]fallypride (specific activity >3,000 Ci/mmol). Serial scans started simultaneously with the bolus injection of [18F]fallypride and were obtained for approximately 3.5 hours. The extended scanning time allowed for stable kinetic model fits in both striatal and extrastriatal brain regions. The initial scan sequence coincided with the start of the [18F]fallypride injection and included the following frames: eight for 15 seconds, six for 30 seconds, five for 1 minute, two for 2.5 minutes, three for 5 minutes, and three for 10 minutes. After the initial scan sequence, a 10-minute transmission scan was obtained, and then the participant was allowed a break. Approximately 85—90 minutes after the injection, a second scan sequence of two frames of 25 minutes each followed by a second transmission scan was obtained. The participant was then allowed a second break, and at approximately 165—170 minutes, a 40-minute emission scan followed by a third transmission scan was obtained. Serial PET scans were coregistered using a mutual-information rigid-body algorithm to minimize potential modeling errors due to head motion within and between scans (23). Consistent with our prior studies with [18F]fallypride (for example, reference 24), parametric binding potential (BPND) images of dopamine D2/D3 receptor density were calculated using the full (four-parameter) reference region model (25) with the cerebellum serving as the reference region. Previous studies in our lab (26) have shown that this method produces BPND estimates that closely agree with those derived from Logan plots (27) using a metabolite-corrected plasma input function.
A high-resolution T1-weighted MRI scan was also obtained for each participant, and PET and MRI scans were coregistered to one another (23). After coregistration, each participant's BPND image was warped to a canonical brain that had been normalized to the MNI152 template brain and resampled to 2 mm3. Parametric images of dopamine release, in percent, were created by subtracting each participant's d-amphetamine scan from his or her baseline scan and dividing the difference by the baseline scan using the ImCalc function in SPM2 (http://www.fil.ion.ucl.ac.uk/spm). In addition, dopamine release values for several anatomically defined regions of interest were extracted from the parametric images of dopamine release by calculating the mean of the voxels within each region of interest. The regions of interest included the left and right striatum, thalamus, amygdala, and hippocampus. Dopamine release values were averaged across hemispheres to produce one value for each region of interest. The striatum regions of interest were taken from the Laboratory of Neuro Imaging, UCLA (LONI) Probabilistic Brain Atlas (28) and partitioned into limbic, associative, and sensorimotor functional subdivisions using previously described criteria (29, 30). Briefly, the striatum atlas was divided into five regions of interest: ventral striatum, dorsal caudate rostral to the anterior commissure (AC), dorsal putamen rostral to the AC, postcommissural caudate, and postcommissural putamen. The limbic subdivision comprised the ventral striatum, the associative striatum was the weighted average of the pre- and postcommissural dorsal caudate and precommissural putamen, and the sensorimotor subdivision consisted of the postcommissural putamen. Dopamine release in the entire striatum, weighted by the size of each subdivision, was also calculated. The thalamus region of interest was derived from the International Consortium for Brain Mapping (ICBM) Deep Nuclei Probabilistic Atlas (http://www.loni.ucla.edu/Atlases), thresholded at 80% to avoid partial volume effects. The hippocampus and amygdala regions of interest were created using the WFU (Wake Forest University) PickAtlas and manually edited using criteria previously described by our group to avoid partial volume effects from adjacent structures (24).
The relationship between Schizotypal Personality Questionnaire score and dopamine release was examined with region-of-interest and voxel-wise analyses. First, Schizotypal Personality Questionnaire score was correlated with dopamine release in the regions of interest. The correlations for the striatum and striatum subdivisions were thresholded at a p value of 0.05, given our a priori hypothesis that dopamine release in the striatum is correlated with overall schizotypal traits. The significance threshold was set to p=0.016 for extrastriatal regions to correct for the number of structures examined. For the voxel-wise analysis, multiple regression analysis was used, with Schizotypal Personality Questionnaire score entered as a predictor of dopamine release at each voxel. Given our hypothesis, we first examined the extent to which dopamine release in the striatum was related to schizotypal traits by restricting the voxel-wise analysis to the LONI Probabilistic Brain Atlas striatum map using the small-volume-correction tool in SPM2. Only clusters within the LONI Probabilistic Brain Atlas striatum mask that exceeded the cluster-wise corrected threshold at a voxel-wise p value of 0.05 are reported. Next, we examined positive correlations throughout the brain. Only clusters exceeding the whole brain cluster-wise corrected alpha of 0.05 for voxel-wise t=2.5 are reported (31). The voxel-wise analysis was masked to exclude voxels with mean BPND values below 0.40 on the amphetamine scan. Significant clusters were converted to Talairach coordinates using ICBM_SPM2Tal (32). The estimated smoothness of the statistical parametric map generated for the voxel-wise regression analysis in the x, y, and z planes, respectively, was 6.6 mm, 7.5 mm, and 6.4 mm. Age, sex, and cohort (open-label or placebo-controlled) were included as nuisance covariates in both the region-of-interest and voxel-wise analyses. Scanner was not included as a covariate for two reasons. First, all participants in the open-label cohort were scanned on the Discovery LS scanner, so inclusion of scanner as a covariate would have been redundant given that cohort and scanner were not independent. Second, as noted above, neither voxel-wise nor region-of-interest analyses revealed any significant differences in dopamine release between scanners.
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Overall Schizotypal Traits and Dopamine Release: Region-of-Interest Analysis
Correlations between dopamine release and Schizotypal Personality Questionnaire scores in the total sample and in the placebo-controlled subgroup are presented in Table 2. For the striatum, overall schizotypal traits were correlated with dopamine release in the whole striatum and associative subdivision. No correlations reached the corrected alpha level (p=0.016) in the extrastriatal regions, although dopamine release in the amygdala was correlated with the Schizotypal Personality Questionnaire score at the uncorrected alpha level. The results were virtually identical when the analysis was restricted to the placebo-controlled cohort. The mean peak plasma d-amphetamine level was 72 ng/ml (SD=19). Consistent with our previous report on the open-label cohort (21), peak plasma d-amphetamine level was unrelated to striatal dopamine release. Baseline BPND values and dopamine release for each region of interest are presented in Table S1 in the data supplement that accompanies the online edition of this article.
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Overall Schizotypal Traits and Dopamine Release: Voxel-Wise Analysis
The results of the voxel-wise analysis are presented in Table 3 and Figures 1 and 2. Small-volume correction within the striatum revealed positive correlations bilaterally in the striatum. The clusters were centered in the head of the caudate but extended into the ventral striatum (see Figure 1). The corresponding correlations between mean dopamine release extracted from each cluster and Schizotypal Personality Questionnaire score, after controlling for age, gender, and cohort, were r=0.41 (p=0.001) for the left striatum and r=0.40 (p=0.002) for the right striatum. The findings were unchanged when the analysis was restricted to the placebo-controlled cohort (left striatum: r=0.45, p=0.002; right striatum: r=0.36, p=0.014).
Whole brain analysis identified two additional clusters (see Table 3 and Figure 2). They included a region within the left middle frontal gyrus corresponding to Brodmann's area 9/10 and the left supramarginal gyrus within the inferior parietal lobule. The corresponding correlations between mean dopamine release extracted from each cluster and Schizotypal Personality Questionnaire score, after controlling for age, gender, and cohort, were r=0.44 (p=0.0004) and r=0.46 (p=0.0002) for the left middle frontal and supramarginal gyrus clusters, respectively. The findings were unchanged when the analysis was restricted to the placebo-controlled cohort (left middle frontal gyrus: r=0.48, p=0.001; left supramarginal gyrus: r=0.55, p=0.0001).
No inverse correlations between dopamine release and Schizotypal Personality Questionnaire score were identified in the striatum or whole brain.
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Dopamine Release and Specific Dimensions of Schizotypy
We examined the relationship between Schizotypal Personality Questionnaire factor scores and dopamine release in the regions of interest to determine whether a particular facet of schizotypy was related to dopamine release (see Table 2). No statistical correction was applied given the exploratory nature of this analysis. Robust correlations were observed between disorganized schizotypal traits and dopamine release in the whole striatum and associated subdivisions, in the amygdala, and in the thalamus. Similar results were observed in the placebo-controlled cohort. The other factor scores were not correlated with dopamine release in either the entire sample or the placebo-controlled cohort.
Given the widespread correlations observed between dopamine release and disorganized traits in the region-of-interest analysis, we performed an exploratory voxel-wise multiple regression analysis regressing disorganized factor scores on dopamine release with age, sex, and cohort as nuisance covariates. The results were thresholded at a whole brain cluster-wise corrected alpha of 0.05 for voxel-wise t=2.5. Dopamine release was correlated with disorganized traits in several subcortical and cortical regions (see Table 3; also see Figure S1 in the online data supplement), including the left and right striatum; the right thalamus and pregenual cingulate/medial prefrontal cortex; the left and right temporal cortex; the superior frontal gyrus; and the left and right insula. All of the clusters remained significant when the analysis was restricted to the placebo-controlled cohort (all cluster p values <0.003).
Dopamine release in striatal and extrastriatal brain regions is correlated with individual differences in schizotypal traits. Our findings suggest that the link between d-amphetamine-induced dopamine release and schizophrenia spectrum disorders extends to normal variation in schizotypal personality traits. These results parallel associations previously reported between schizotypal traits and relative impairments in cognition and sensory gating in samples with similar Schizotypal Personality Questionnaire scores (8—14). Moreover, the correlations between dopamine release and schizotypal traits reported here are similar in magnitude to those reported from previous investigations of the association between psychometrically measured schizotypy and behavioral measures of cognition or sensory gating.
These findings may further our understanding of dopamine dysregulation in schizophrenia spectrum disorders. Extrapolating dopamine release based on the correlation we observed for the striatum region of interest, we obtain predicted dopamine release values of 9%—13% for Schizotypal Personality Questionnaire scores between 30 and 40 (the range reported in patients with schizophrenia and schizotypal personality disorder [13, 33—35
]). This is similar to the 10%—12% increase observed in schizotypal personality disorder and remitted schizophrenia patients, but substantially less than the 20%—22% increase reported in acutely ill schizophrenia patients (15). Although caution is warranted when making comparisons between studies that used different radioligands, slightly different d-amphetamine doses, and different delivery routes (intravenous versus oral), the similarity in mean striatal dopamine release between the control sample (N=57) reported by Abi-Dargham et al. (15) (7%—7.5%) and the present study (∼6%) supports the validity of this comparison. Thus, our findings support the hypothesis that the modest elevation in dopamine release observed in schizotypal personality disorder and remitted schizophrenia is a stable trait indicator related to schizotypy, while the robust increases reported in acutely ill schizophrenia patients is probably a state component superimposed on a trait-wise elevation in dopamine transmission (15).
Identifying the neural basis of individual differences in personality traits associated with psychiatric illnesses is similar to imaging genetics approaches examining relationships between brain structure/function and putative psychiatric disorder risk genes in healthy individuals. By providing further support for a trait basis for dopamine dysfunction, our findings suggest that d-amphetamine-induced dopamine release may represent an endophenotype of schizophrenia spectrum disorders. Evidence that unaffected relatives of patients with schizophrenia demonstrate elevated presynaptic dopamine synthesis capacity in the striatum also implicates hyperdopaminergia as an endophenotype for schizophrenia (36). Identification of gene variants associated with psychostimulant-induced dopamine release may provide clues to the genetic basis of schizophrenia spectrum disorders.
Imaging studies of dopamine release in clinical studies have been limited to the striatum; however, there are reasons to suspect that hyperdopaminergia in schizophrenia spectrum disorders extends beyond the striatum (20). Our findings showing a relationship between schizotypal traits and dopamine release in prefrontal regions may at first glance appear to contradict the cortical hypodopaminergia hypothesis of schizophrenia (37). However, the evidence supporting cortical hypodopaminergia in schizophrenia is indirect and inconsistent. PET studies of cortical dopamine D1 receptors in schizophrenia have reported increased, decreased, and unaltered levels (38—40). Moreover, inferences about dopamine function based on differences in receptor levels observed between patients and comparison subjects under normal physiological conditions may not generalize to stimulant challenge. We find little evidence that baseline BPND is associated with dopamine release in our data. Thus, it is possible that hypodopaminergia inferred from differences in baseline BPND may be unrelated to amphetamine-induced dopamine release, or may actually co-occur with stimulant-induced hyperdopaminergia. Studies of extrastriatal amphetamine-induced dopamine release in schizophrenia spectrum disorders are clearly warranted.
Multimodal imaging may inform the relationship between schizotypy, especially disorganized traits, brain function, and dopamine signaling. The face validity of disorganized factor questions suggests that they may be related to subtle limitations in executive cognitive functions. Individual differences in disorganized schizotypal traits are correlated with executive function, and abnormal prefrontal cortical functioning during task performance is correlated with disorganized symptoms in schizophrenia patients (9, 33, 41—43). The prefrontal cortex influences dopamine function directly by altering midbrain dopamine cell firing and indirectly through presynaptic innervation of striatal dopamine terminals (44, 45). Consequently, alterations in prefrontal cortical function may alter the response of both cortical and subcortical dopamine systems to amphetamine challenge.
This study has several limitations. Our findings require replication in a sample with a broader range of schizotypal traits in order to better characterize the relationship between specific facets of schizotypy and dopamine release. Also, because we did not rule out axis II psychopathology during screening, it is possible that some participants met criteria for schizotypal personality disorder; this is unlikely, however, given the range of Schizotypal Personality Questionnaire scores in this sample. It is also unlikely that our results are related to other dimensions of psychopathology, such as anxiety and depression, given that neither is associated with dopamine release (46, 47). Interview-based measures may be more sensitive to schizotypal traits than self-report questionnaires, which raises the possibility that different results might have been obtained had we used interview-based methods (48). Finally, combining study subjects across amphetamine administration protocols and PET scanners is not ideal. However, our findings were largely unchanged when analyses were restricted to the placebo-controlled cohort, and we did not find any differences in dopamine release between scanners.